AGENCY: Department of Commerce. Division of Securities

SERIES: 80758
TITLE: Miscellaneous exemption files
DATES: 1983-
ARRANGEMENT: Alphabetical by surname

DESCRIPTION: These are securities that are exempt from the registration provisions of UCA 67-1-7 (1993), which states "it is unlawful for any person to offer or sell any security in this state unless it is registered or the security or transaction is exempted under Section 61-1-14." Information includes securities issued by political bodies, foreign securities, federal savings and loan securities, credit union securities, common carrier securities, securities listed on stock exchanges, and securities issued by non-profit organizations..

RETENTION

Retain for 5 year(s)

DISPOSITION

Destroy.

RETENTION AND DISPOSITION AUTHORIZATION

Retention and disposition for this series were specifically approved by the State Records Committee.

APPROVED: 08/1996

FORMAT MANAGEMENT

Paper: Retain in Office for 1 year and then transfer to State Records Center. Retain in State Records Center for 4 years and then destroy.

APPRAISAL

Administrative

This disposition is based on the administrative needs expressed by the agency.

PRIMARY DESIGNATION

Public

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