Department of Commerce. Division of Securities
| Available Series: | PDF Report |
22621 - 506 Private placement records
80745 - Accounts receivable invoices*
80754 - Administrative files and correspondence
5537 - Administrative records
80742 - Administrative rules file
5609 - Annual reports*
80741 - Attorney General's opinions
24584 - Audit work files
80726 - Broker dealer files
80736 - Broker-dealer card file
80757 - CRD account detail report
5538 - Cash receipts*
80730 - Civil litigation files
80728 - Coordinated issuer's files
9608 - Employee travel reimbursement files*
80746 - Employment applications*
80740 - Enforcement index card file*
4825 - Intrastate issuers files*
80729 - Investigation case files
80738 - Issuer card file
4724 - Issuer's case files*
5435 - Issuers inactive files*
811 - Issuers registers*
13980 - Koyle Mining Company file*
5614 - Laws and regulations
807 - Minute books*
80758 - Miscellaneous exemption files
3271 - Mortuary regulation case files*
22620 - Mutual fund records
9607 - Permanent employees personnel files*
80747 - Press releases
24583 - Primary audit files
25562 - Publications
80753 - Receipt books*
80748 - Records retention schedule*
80749 - Records transfer sheets*
80727 - Registration by qualification for issuers
80732 - Registration hearing files
80756 - Schedule of registration for agents, Schedule of broker-dealer registration, and issuer's list
80733 - Secondary trading exemptions
80739 - Securities agents record card file
14775 - Securities news bulletins*
13979 - Shareholder files*
82408 - Stock certificates*
82407 - Stock escrow documents*
80750 - Time sheets*
80751 - Travel vouchers*
80735 - Uniform limited offering exemption files
22622 - Unit investment trust records
*indicates closed series
Exclude Closed Series from the list